Regulatory Documents

Stewardship Code Disclosure

2019

ADG Capital Management LLP – Execution Quantitative Disclosure 2019

ADG Capital Management LLP – Execution Qualitative Disclosure 2019

Debt instruments execution disclosure 2019.csv
Equity derivatives execution disclosure 2019.csv
Interest rate derivatives execution disclosure 2019.csv
Currency derivatives execution disclosure 2019.csv

2018

ADG Capital Management LLP – Execution Quantitative Disclosure 2018

ADG Capital Management LLP – Execution Qualitative Disclosure 2018

Debt instruments execution disclosure 2018.csv
Equity derivatives execution disclosure 2018.csv
Interest rate derivatives execution disclosure 2018.csv
Currency derivatives execution disclosure 2018.csv

Complaints

Complaints

A “MiFID complaint” as defined by the FCA, may arise in relation to the Firm’s MiFID business. A complainant for these purposes includes a “client”, also defined in MiFID, which includes professional clients.

You should contact us if there is any aspect of the provision of the MiFID investment services provided by ADG Capital Management LLP (“ADGCM”) that you are not satisfied with. Please write to: Compliance at ADGCM, 10 Chiswell Street, London EC1Y 4UQ; or email: [email protected] or call 0207 382 8753. We take every MiFID complaint seriously and your complaint will be handled in accordance with the relevant FCA rules. ADGCM has a written complaints handling policy, a copy of which is available upon request from ADGCM compliance department at the above address.